DGAP-Stimmrechtsanteile: Deutsche Lufthansa AG

DGAP-PVR: Deutsche Lufthansa AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Deutsche Lufthansa AG

01.08.2016 17:21

Dissemination of a Voting Rights Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. ---------------------------------------------------------------------------

Notification of Major Holdings

1. Details of issuer

Deutsche Lufthansa AG Von-Gablenz-Straße 2-6 50679 Köln Germany

2. Reason for notification

Acquisition/disposal of shares with voting rights X Acquisition/disposal of instruments Change of breakdown of voting rights Other reason:

3. Details of person subject to the notification obligation

Name: City and country of registered office: Bank of America Corporation Wilmington, DE. United States of America (USA)

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.

N/A

5. Date on which threshold was crossed or reached

21 Jul 2016

6. Total positions

% of voting % of voting rights total of total number rights attached through instruments both in % of voting to shares (total (total of 7.b.1 + (7.a. + rights of of 7.a.) 7.b.2) 7.b.) issuer Result- 0.658 % 4.717 % 5.374 % 466148442 ing situat- ion Previo- N/A % N/A % N/A % / us notifi- cation

7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG)

ISIN absolute in % direct (Sec. indirect (Sec. direct (Sec. indirect 21 WpHG) 22 WpHG) 21 WpHG) (Sec. 22 WpHG) DE0008232125 0 3065390 0 % 0.658 % Total 3065390 0.658 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG

Type of Expiration or Exercise or Voting Voting instrument maturity date conversion rights rights in period absolute % Right to recall N/A N/A 14896665 3.196 % Equity Options 16.12.2016 N/A 525000 0.113 % Short Put (physical) Equity Options 16.06.2017 N/A 300000 0.064 % Short Put (physical) Equity Options 16.12.2016 N/A 50000 0.011 % Long Call (physical) Total 15771665 3.384 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG

Type of Expiration Exercise or Cash or Voting Voting instrument or maturity conversion physical rights rights date period settlement absolute in % OTC Swaps 15.09.2016 N/A Cash 1248163 0.268 % over Basket (Long Swaps over 25.10.2016 N/A Cash 13764 0.003 % Basket (Long) OTC Swaps 16.12.2016 N/A Cash 172881 0.037 % over Basket (Long) Swaps over 30.12.2016 N/A Cash 164887 0.035 % Basket (Long) OTC Swaps 16.01.2017 N/A Cash 239250 0.051 % over Basket (Long) OTC Swaps 18.01.2017 N/A Cash 25980 0.006 % over Basket (Long) OTC Swaps 30.01.2017 N/A Cash 6343 0.001 % over Basket (Long) OTC Swaps 20.02.2017 N/A Cash 9970 0.002 % over Basket (Long) OTC Swaps 28.02.2017 N/A Cash 565575 0.121 % over Basket (Long) OTC Swaps 18.04.2017 N/A Cash 912945 0.196 % over Basket (Long) OTC Swaps 20.04.2017 N/A Cash 514620 0.110 % over Basket (Long) OTC Swaps 18.05.2017 N/A Cash 343821 0.074 % over Basket (Long) OTC Swaps 15.06.2017 N/A Cash 210 0.000 % over Basket (Long) OTC Swaps 19.06.2017 N/A Cash 41791 0.009 % over Basket (Long) OTC Swaps 30.06.2017 N/A Cash 61613 0.013 % over Basket (Long) OTC Swaps 18.07.2017 N/A Cash 883109 0.189 % over Basket (Long) OTC Swaps 18.08.2017 N/A Cash 700000 0.150 % over Basket (Long) OTC Swaps 30.10.2017 N/A Cash 35616 0.008 % over Basket (Long) OTC Swaps 11.04.2018 N/A Cash 16304 0.003 % over Basket (Long) OTC Swaps 01.02.2018 N/A Cash 139457 0.030 % over Basket (Long) OTC Swaps 14.12.2017 N/A Cash 8087 0.002 % over Basket (Long) OTC Swaps 04.12.2017 N/A Cash 20710 0.004 % over Basket (Long) OTC Swaps 24.11.2017 N/A Cash 99 0.000 % over Basket (Long) OTC Swaps 09.10.2017 N/A Cash 37892 0.008 % over Basket (Long) OTC Swaps 02.10.2017 N/A Cash 18552 0.004 % over Basket (Long) OTC Swaps 15.09.2017 N/A Cash 33448 0.007 % over Basket (Long) Total 6215087 1.333 %

8. Information in relation to the person subject to the notification obligation

Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting % of voting rights Total of both rights (if at through instruments (if at least least held 3% (if at least held 5% held 5% or or more) or more) more) Bank of America N/A % N/A % N/A % Corporation NB Holdings N/A % N/A % N/A % Corporation Merrill Lynch N/A % N/A % N/A % International Incorporated Merrill Lynch N/A % N/A % N/A % Group Holdings I, L.L.C. BofAML Jersey N/A % N/A % N/A % Holdings Limited BofAML EMEA N/A % N/A % N/A % Holdings 1 Limited BofAML EMEA N/A % N/A % N/A % Holdings 2 Limited ML UK Capital N/A % N/A % N/A % Holdings Limited Merrill Lynch N/A % N/A % 5.063 % International Bank of America N/A % N/A % N/A % Corporation NB Holdings N/A % N/A % N/A % Corporation BAC North N/A % N/A % N/A % America Holding Company BANA Holding N/A % N/A % N/A % Corporation Bank of America, N/A % N/A % N/A % National Association Bank of America N/A % N/A % N/A % Corporation NB Holdings N/A % N/A % N/A % Corporation BAC North N/A % N/A % N/A % America Holding Company BANA Holding N/A % N/A % N/A % Corporation Bank of America, N/A % N/A % N/A % National Association Managed Account N/A % N/A % N/A % Advisors LLC Bank of America N/A % N/A % N/A % Corporation NB Holdings N/A % N/A % N/A % Corporation BAC North N/A % N/A % N/A % America Holding Company Merrill Lynch, N/A % N/A % N/A % Pierce, Fenner & Smith Incorporated Merrill Lynch N/A % N/A % N/A % Professional Clearing Corp. Bank of America N/A % N/A % N/A % Corporation NB Holdings N/A % N/A % N/A % Corporation BAC North N/A % N/A % N/A % America Holding Company Merrill Lynch, N/A % N/A % N/A % Pierce, Fenner & Smith Incorporated

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting: Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks:



01.08.2016 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de

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