15.04.2016 10:33:01
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DGAP-Stimmrechtsanteile: ROFIN-SINAR Technologies Inc.
Rofin-Sinar Technologies Inc.
15.04.2016 10:33
Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Rofin-Sinar Technologies Inc.
40984 Concept Drive
MI 48170 Plymouth
United States
2. Reason for notification
X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Name: City and country of registered office: Mr Clifford S. Asness
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
07 Apr 2016
6. Total positions
% of voting % of voting rights total of total number rights attached through instruments both in % of voting to shares (total (total of 7.b.1 + (7.a. + rights of of 7.a.) 7.b.2) 7.b.) issuer Result- 3.07 % 0.07 % 3.14 % 33,495,487 ing situat- ion Previo- N/A % N/A % N/A % / us notifi- cation
7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in % direct indirect direct indirect (Sec. 21 WpHG) (Sec. 22 WpHG) (Sec. 21 WpHG) (Sec. 22 WpHG) US7750431022 1,027,572 % 3.07 % Total 1,027,572 3.07 %
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of Expiration or Exercise or Voting Voting instrument maturity date conversion rights rights in period absolute % % Total %
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of Expiration Exercise or Cash or Voting Voting instrume- or maturity conversion physical rights rights nt date period settlement absolute in % Equity N/A N/A Cash 24,047 0.07 % Swap Total 24,047 0.07 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting % of voting rights Total of both rights (if at through instruments (if (if at least least held 3% or at least held 5% or held 5% or more) more) more) Clifford S. % % % Asness AQR Capital % % % Management Group GP, LLC AQR Capital % % % Management Group L.P. AQR Capital % % % Management Holdings, LLC AQR Capital 3.14 % % % Management, LLC
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
Date of general meeting: Holding position after general meeting: % (equals voting rights)
15.04.2016 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de
--------------------------------------------------------------------------- Language: English Company: Rofin-Sinar Technologies Inc. 40984 Concept Drive MI 48170 Plymouth United States Internet: www.rofin.com End of Announcement DGAP News-Service ---------------------------------------------------------------------------
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